Author: Publisher: DIANE Publishing
ISBN: 1457811251
Category :
Languages : en
Pages : 26
Book Description
Daniel Spitzer et al.: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457811251
Category :
Languages : en
Pages : 26
Book Description
International Fiduciary Corp., S.A., et al.: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457804352
Category :
Languages : en
Pages : 18
Book Description
Daniel W. Nodurft: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457808684
Category :
Languages : en
Pages : 18
Book Description
Bernard Daniel Braver: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457810409
Category :
Languages : en
Pages : 11
Book Description
Daniel O'Riordan: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457810875
Category :
Languages : en
Pages : 19
Book Description
Forman, et al.: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457804611
Category :
Languages : en
Pages : 38
Book Description
Graham: Securities and Exchange Commission Litigation Complaint
Author: Publisher: DIANE Publishing
ISBN: 1457804603
Category :
Languages : en
Pages : 21
Book Description
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 1486
Book Description
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David KotzPublisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Wall Street Research
Author: Boris GroysbergPublisher: Stanford University Press
ISBN: 0804787123
Category : Business & Economics
Languages : en
Pages : 200
Book Description
Wall Street Research: Past, Present, and Future provides a timely account of the dramatic evolution of Wall Street research, examining its rise, fall, and reemergence. Despite regulatory, technological, and global forces that have transformed equity research in the last ten years, the industry has proven to be remarkably resilient and consistent. Boris Groysberg and Paul M. Healy get to the heart of Wall Street research—the analysts engaged in the process—and demonstrate how the analysts' roles have evolved, what drives their performance today, and how they stack up against their buy-side counterparts. The book unpacks key trends and describes how different firms have coped with shifting pressures. It concludes with an assessment of where equity research is headed in emerging markets, drawing conclusions about this often overlooked corner of Wall Street and the industry's future challenges.