Securities and Federal Corporate Law

Securities and Federal Corporate Law PDF Author: Harold S. Bloomenthal
Publisher: West Group Publishing
ISBN:
Category : Corporation law
Languages : en
Pages : 1678

Book Description


Federal Securities Law

Federal Securities Law PDF Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 210

Book Description


Informal Corporate Disclosure Under Federal Securities Law 2009

Informal Corporate Disclosure Under Federal Securities Law 2009 PDF Author: Ted Trautmann
Publisher: Wolters Kluwer
ISBN: 0808021583
Category : Reference
Languages : en
Pages : 3

Book Description
Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

Federal Securities Law

Federal Securities Law PDF Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Electronic government information
Languages : en
Pages : 188

Book Description


The Federalization of Corporate Governance

The Federalization of Corporate Governance PDF Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0190876301
Category : Law
Languages : en
Pages : 256

Book Description
This book focuses on the federalization of corporate governance in the United States from both historical and contemporary perspectives. Although the states traditionally have regulated the sphere of corporate governance - encompassing the relations among and between the subject corporation, its directors, its officers, its stockholders, and other stakeholders - federal law today impacts the governance of publicly-traded companies to a greater degree than ever before in U.S. history. This book discusses the evolution and development of corporate governance from a federal law perspective from the commencement of the twentieth century to the present. It examines the tension between state company law and federal law, analyzes the federal historical developments, explains the ramifications of the federal legislation enacted during the past two decades, and recommends corrective measures that should be implemented. The book accordingly provides an original, historical, and contemporary analysis of the federalization of corporate governance - a subject that impacts this country's economic well-being in a very fundamental way.

Understanding Securities Law

Understanding Securities Law PDF Author: Marc I. Steinberg
Publisher: LexisNexis/Matthew Bender
ISBN:
Category : Business & Economics
Languages : en
Pages : 554

Book Description


Securities Law in Perspective

Securities Law in Perspective PDF Author: Harold S. Bloomenthal
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 200

Book Description


Securities Law

Securities Law PDF Author: Stephen M. Bainbridge
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 228

Book Description
Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.

Responsibilities of Corporate Officers and Directors Under Federal Securities Law

Responsibilities of Corporate Officers and Directors Under Federal Securities Law PDF Author: Anne Sherry
Publisher:
ISBN:
Category : Corporate governance
Languages : en
Pages : 423

Book Description


The Federal Securities Exchange Act of 1934

The Federal Securities Exchange Act of 1934 PDF Author: Edward N. Gadsby
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Book Description