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An Introduction to Trading in the Financial Markets: Global Markets, Risk, Compliance, and Regulation

An Introduction to Trading in the Financial Markets: Global Markets, Risk, Compliance, and Regulation PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 0080951163
Category : Business & Economics
Languages : en
Pages : 472

Book Description
Succeeding in the financial markets requires a mastery of many disciplines. Mastery begins with understanding the actors, rules, and dynamics, and the ways in which they interact. This volume, the last of a 4-volume series, presents a broad perspective on key subjects such as regulation and compliance, risk and ways to mitigate it, and the directions in which trading markets might evolve. Like its predecessors, it presents alternative versions of the future: will the sell side or buy side come to dominate, for example, and how might new technologies shape global markets? Mastery of the financial markets begins with its authoritative, heavily illustrated presentation. Presents a high-level view of global financial markets, including institutions, instruments, and dynamic interactions Describes the assumptions and expectations of market participants Heavily illustrated so readers can easily understand advanced materials

An Introduction to Trading in the Financial Markets: Global Markets, Risk, Compliance, and Regulation

An Introduction to Trading in the Financial Markets: Global Markets, Risk, Compliance, and Regulation PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 0080951163
Category : Business & Economics
Languages : en
Pages : 472

Book Description
Succeeding in the financial markets requires a mastery of many disciplines. Mastery begins with understanding the actors, rules, and dynamics, and the ways in which they interact. This volume, the last of a 4-volume series, presents a broad perspective on key subjects such as regulation and compliance, risk and ways to mitigate it, and the directions in which trading markets might evolve. Like its predecessors, it presents alternative versions of the future: will the sell side or buy side come to dominate, for example, and how might new technologies shape global markets? Mastery of the financial markets begins with its authoritative, heavily illustrated presentation. Presents a high-level view of global financial markets, including institutions, instruments, and dynamic interactions Describes the assumptions and expectations of market participants Heavily illustrated so readers can easily understand advanced materials

An Introduction to Trading in the Financial Markets

An Introduction to Trading in the Financial Markets PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 9780123748386
Category : Business & Economics
Languages : en
Pages : 283

Book Description
V. 3. Networks, systems, and data join the financial markets into a single interrelated environment that processes millions of transactions in real time. This volume, the third of four, investigates the interconnected nature of financial markets by examining networks, systems, and data in turn. Describing what technologies do instead of how they work, the book shows how they drive each step of the trading process. We learn why the speed and scope of financial automation are growing, and we observe the increasing importance of data in the regulatory process. Contributing to these explanations are visual cues that guide readers through the material. If knowledge comes from information, then this volume reveals much about the core of the finance industry. Explains how technologies and data make the financial markets one of the most automated industries Describes how each step in the trading process employs technology and generates information Presents major concepts with graphs and easily understood definitions.

An Introduction to Trading in the Financial Markets

An Introduction to Trading in the Financial Markets PDF Author: R. Williams
Publisher:
ISBN:
Category : Business enterprises
Languages : en
Pages : 336

Book Description
How do financial markets operate on a daily basis? This first of four volumes introduces the structures, instruments, business functions, technology, regulations, and issues that commonly found in financial markets. Placing each of these elements into context, Tee Williams describes what people do to make the markets run. His descriptions apply to all financial markets, and he includes country-specific features, stories, historical facts, glossaries, and brief technical explanations that reveal individual variations and nuances. Reinforcing his insights are visual cues that guide readers through the material. While this book won't turn you into an expert broker, it will explain where brokers fit into front office, middle office, and back office operations. And that knowledge is valuable indeed. * Provides easy-to-understand descriptions of all major elements of financial markets * Filled with graphs and definitions that help readers learn quickly * Offers an integrated context based on the author's 30 years' experience.

An Introduction to Trading in the Financial Markets SET

An Introduction to Trading in the Financial Markets SET PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 012384973X
Category : Business & Economics
Languages : en
Pages : 2323

Book Description
How do financial markets operate on a daily basis? These four volumes introduce the structures, instruments, business functions, technology, regulations, and issues commonly found in financial markets. Placing each of these elements into context, Tee Williams describes what people do to make the markets run. His descriptions apply to all financial markets, and he includes country-specific features, stories, historical facts, glossaries, and brief technical explanations that reveal individual variations and nuances. Detailed visual cues reinforce the author’s insights to guide readers through the material. This book will explain where brokers fit into front office, middle office, and back office operations. Provides easy-to-understand descriptions of all major elements of financial markets Heavily illustrated so readers can easily understand advanced materials Filled with graphs and definitions that help readers learn quickly Offers an integrated context based on the author's 30 years' experience

An Introduction to Trading in the Financial Markets SET

An Introduction to Trading in the Financial Markets SET PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 9780123849724
Category : Business & Economics
Languages : en
Pages : 1000

Book Description
How do financial markets operate on a daily basis? These four volumes introduce the structures, instruments, business functions, technology, regulations, and issues commonly found in financial markets. Placing each of these elements into context, Tee Williams describes what people do to make the markets run. His descriptions apply to all financial markets, and he includes country-specific features, stories, historical facts, glossaries, and brief technical explanations that reveal individual variations and nuances. Detailed visual cues reinforce the author's insights to guide readers through the material. This book will explain where brokers fit into front office, middle office, and back office operations. Provides easy-to-understand descriptions of all major elements of financial markets Heavily illustrated so readers can easily understand advanced materials Filled with graphs and definitions that help readers learn quickly Offers an integrated context based on the author's 30 years' experience

An Introduction to Trading in the Financial Markets: Trading, Markets, Instruments, and Processes

An Introduction to Trading in the Financial Markets: Trading, Markets, Instruments, and Processes PDF Author: R. Tee Williams
Publisher: Academic Press
ISBN: 9780080951188
Category : Business & Economics
Languages : en
Pages : 464

Book Description
Trading on the financial markets requires the mastery of many subjects, from strategies and the instruments being traded to market structures and the mechanisms that drive executions. This second of four volumes explores them all. After brief explanations of the activities associated with buying and selling, the book covers principals, agents, and the market venues in which they interact. Next come the instruments that they buy and sell: how are they categorized and how do they act? Concluding the volume is a discussion about major processes and the ways that they vary by market and instrument. Contributing to these explanations are visual cues that guide readers through the material. Making profitable trades might not be easy, but with the help of this book they are possible. Explains the basics of investing and trading, markets, instruments, and processes. Presents major concepts with graphs and easily-understood definitions Builds upon the introduction provided by Book 1 while preparing the reader for Books 3 and 4

Financial Trading and Investing

Financial Trading and Investing PDF Author: John L. Teall
Publisher: Academic Press
ISBN: 0128111178
Category : Business & Economics
Languages : en
Pages : 522

Book Description
Financial Trading and Investing, Second Edition, delivers the most current information on trading and market microstructure for undergraduate and master’s students. Without demanding a background in econometrics, it explores alternative markets and highlights recent regulatory developments, implementations, institutions and debates. New explanations of controversial trading tactics (and blunders), such as high-frequency trading, dark liquidity pools, fat fingers, insider trading, and flash orders emphasize links between the history of financial regulation and events in financial markets. New sections on valuation and hedging techniques, particularly with respect to fixed income and derivatives markets, accompany updated regulatory information. In addition, new case studies and additional exercises are included on a website that has been revised, expanded and updated. Combining theory and application, the book provides the only up-to-date, practical beginner's introduction to today's investment tools and markets. Concentrates on trading, trading institutions, markets and the institutions that facilitate and regulate trading activities Introduces foundational topics relating to trading and securities markets, including auctions, market microstructure, the roles of information and inventories, behavioral finance, market efficiency, risk, arbitrage, trading technology, trading regulation and ECNs Covers market and technology advances and innovations, such as execution algo trading, Designated Market Makers (DMMs), Supplemental Liquidity Providers (SLPs), and the Super Display Book system (SDBK)

An Introduction to Derivative Securities, Financial Markets, and Risk Management

An Introduction to Derivative Securities, Financial Markets, and Risk Management PDF Author: Robert A. Jarrow
Publisher: World Scientific Publishing Company
ISBN: 9781944659653
Category : Business & Economics
Languages : en
Pages : 0

Book Description
"This introductory textbook on derivatives and risk management is highly accessible in terms of the concepts as well as the mathematics. With its economics perspective, this rewritten and streamlined second edition textbook, is closely connected to real markets, and: shows how macroeconomic forces have shaped the markets; explains the major derivative pricing models using algebra and introductory calculus; shows students how to implement these models using basic statistics and elementary; Excel spreadsheet skills; discusses the uses of derivatives while warning against their abuses; presents hard-to-teach interest rate derivatives in an intuitive manner; presents the Heath-Jarrow-Morton model, which is the most advanced derivatives pricing model, in an accessible manner by presenting it side-by-side with classical option pricing theory. Beginning at a level that is comfortable to lower division college students, the book gradually develops the content so that its lessons can be profitably used by business majors, arts, science, and engineering graduates as well as MBAs who would work in the finance industry."--Provided by publisher.

Capital Markets, Derivatives and the Law

Capital Markets, Derivatives and the Law PDF Author: Alan Rechtschaffen
Publisher: Oxford University Press
ISBN: 0199713278
Category : Law
Languages : en
Pages : 384

Book Description
President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business professionals looking for an accessible resource to better understand the legal and business considerations of capital markets and derivatives transactions. This book offers expert insight into how derivatives work. The author also explores the structures of derivatives as well as how they are regulated and litigated. In the complex world of the current capital market upheaval, this book provides useful definitions, case law examples, and insight into structures, regulation, and litigation strategies.

Foundations of Global Financial Markets and Institutions, fifth edition

Foundations of Global Financial Markets and Institutions, fifth edition PDF Author: Frank J. Fabozzi
Publisher: MIT Press
ISBN: 0262351722
Category : Business & Economics
Languages : en
Pages : 1105

Book Description
A thoroughly revised and updated edition of a textbook for graduate students in finance, with new coverage of global financial institutions. This thoroughly revised and updated edition of a widely used textbook for graduate students in finance now provides expanded coverage of global financial institutions, with detailed comparisons of U.S. systems with non-U.S. systems. A focus on the actual practices of financial institutions prepares students for real-world problems. After an introduction to financial markets and market participants, including asset management firms, credit rating agencies, and investment banking firms, the book covers risks and asset pricing, with a new overview of risk; the structure of interest rates and interest rate and credit risks; the fundamentals of primary and secondary markets; government debt markets, with new material on non-U.S. sovereign debt markets; corporate funding markets, with new coverage of small and medium enterprises and entrepreneurial ventures; residential and commercial real estate markets; collective investment vehicles, in a chapter new to this edition; and financial derivatives, including financial futures and options, interest rate derivatives, foreign exchange derivatives, and credit risk transfer vehicles such as credit default swaps. Each chapter begins with learning objectives and ends with bullet point takeaways and questions.